Marcus Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marcus Lee, a licensed former licensee with CE reference BFY695. This person has 0.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EXS Capital Asia Limited | Rep | Type 4 - Advising on securities | 2015-09-01 | 2016-05-30 |
| EXS Capital Asia Limited | Rep | Type 9 - Asset management | 2015-09-01 | 2016-05-30 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Marcus Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yuen Ting Regina Yip | EXS Capital Asia Limited | 2015–2016 |
| Sunita Subramoniam | EXS Capital Asia Limited | 2015–2016 |
| Amy May Hill | EXS Capital Asia Limited | 2015–2016 |
| Yu Qing Huang | EXS Capital Asia Limited | 2015–2016 |
| Shu Wang Kwan | EXS Capital Asia Limited | 2015–2016 |
| Jessica Carolyn Cutrera Papadopoulos | EXS Capital Asia Limited | 2015–2016 |
| Todd Barry Pallett | EXS Capital Asia Limited | 2015–2016 |
| Eric Norman Solberg | EXS Capital Asia Limited | 2015–2016 |
| Pristine Rocio Sin Remolona | EXS Capital Asia Limited | 2015–2016 |
| Pui Yi Lok | EXS Capital Asia Limited | 2015–2016 |
| Christopher Hin-Long Tai | EXS Capital Asia Limited | 2016 |
| Caroline Fowler Davis | EXS Capital Asia Limited | 2015 |