Ho Yan Kwan
關可人
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yan Kwan (關可人), a licensed Responsible Officer with CE reference BFW321. Currently licensed at 1 firm(s): ABCI Securities Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 3.8 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-12-13 | present |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2024-12-13 | present |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-09-16 | 2024-12-13 |
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-09-16 | 2024-12-13 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2022-09-27 | 2023-10-17 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 4 - Advising on securities | 2022-09-27 | 2023-10-17 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-12-15 | 2022-09-27 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-12-15 | 2023-10-17 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-12-15 | 2022-09-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Yan Kwan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.