Chi Chung Lee
李志聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Chung Lee (李志聰), a licensed Responsible Officer with CE reference BFU199. Currently licensed at 1 firm(s): Aspenwood Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.0 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aspenwood Capital Limited 嘉桓資本有限公司 |
RO | Type 4 - Advising on securities | 2017-02-13 | present |
| Aspenwood Capital Limited 嘉桓資本有限公司 |
RO | Type 9 - Asset management | 2017-02-13 | present |
| Aspenwood Capital Limited 嘉桓資本有限公司 |
Rep | Type 4 - Advising on securities | 2017-01-10 | 2017-02-13 |
| Aspenwood Capital Limited 嘉桓資本有限公司 |
Rep | Type 9 - Asset management | 2017-01-10 | 2017-02-13 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-11-19 | 2016-12-23 |
| Hong Kong Asset Management Limited 香港資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-08-03 | 2016-12-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Chung Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.