Shuai Sun
孫帥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuai Sun (孫帥), a licensed former licensee with CE reference BFS276. This person has 4.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Marshall Wace Asia Limited | Rep | Type 1 - Dealing in securities | 2021-06-01 | 2021-10-29 |
| Marshall Wace Asia Limited | Rep | Type 9 - Asset management | 2021-06-01 | 2021-10-29 |
| LIM Advisors Limited | Rep | Type 9 - Asset management | 2021-03-15 | 2021-04-30 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-07 | 2019-08-16 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-07-07 | 2019-08-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shuai Sun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.