Adolfo Oliete Galiano
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adolfo Oliete Galiano, a licensed former licensee with CE reference BFO427. This person has 9.6 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2022-08-09 | 2024-12-31 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2022-08-09 | 2024-12-31 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2022-08-09 | 2024-12-31 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2019-12-05 | 2022-08-09 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2019-12-05 | 2022-08-09 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2019-12-05 | 2022-08-09 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-06-08 | 2019-12-05 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-06-08 | 2019-12-05 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2015-06-08 | 2019-12-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Adolfo Oliete Galiano during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.