Tao Li
李桃
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tao Li (李桃), a licensed former licensee with CE reference BFN998. This person has 2.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-03 | 2018-02-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-06-03 | 2018-02-15 |