Si Nam Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Si Nam Lam (林詩嵐), a licensed Responsible Officer with CE reference BFN564. Currently licensed at 1 firm(s): XinXi Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 10.1 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| XinXi Asset Management (Hong Kong) Limited 心系資產管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2025-12-16 | present |
| XinXi Asset Management (Hong Kong) Limited 心系資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2025-12-16 | present |
| XinXi Asset Management (Hong Kong) Limited 心系資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2025-12-16 | present |
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2022-07-25 | 2025-04-17 |
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-07-25 | 2025-04-17 |
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 |
RO | Type 9 - Asset management | 2022-07-25 | 2025-04-17 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-12-29 | 2022-04-06 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-12-29 | 2022-04-06 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 9 - Asset management | 2015-12-29 | 2022-04-06 |
| Gransing Securities Co., Limited 瑞城證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-22 | 2022-04-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Si Nam Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.