Brian David Caswell Jr
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Brian David Caswell Jr, a licensed former licensee with CE reference BFH483. This person has 7.5 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-04-20 | 2022-10-03 |
| Fidelity Management & Research (Hong Kong) Limited | Rep | Type 9 - Asset management | 2015-04-20 | 2022-10-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Brian David Caswell Jr during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.