You Lu
魯由
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for You Lu (魯由), a licensed former licensee with CE reference BFC569. This person has 2.7 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-24 | 2018-02-05 |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-07-24 | 2018-02-05 |
| CTI Capital Hong Kong Limited 中信信惠國際資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-07-24 | 2018-02-05 |
| China Point Asset Management Limited 中保資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-12-15 | 2017-06-20 |
| China Point Asset Management Limited 中保資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-12-15 | 2017-06-20 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-18 | 2015-11-24 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-03-18 | 2015-11-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as You Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.