Richard Chun Yiu Ng
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Chun Yiu Ng (吳晉堯), a licensed Responsible Officer with CE reference BER542. Currently licensed at 1 firm(s): Nice Talent Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.9 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nice Talent Asset Management Limited 俊賢資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-08-30 | present |
| Nice Talent Asset Management Limited 俊賢資產管理有限公司 |
RO | Type 9 - Asset management | 2022-08-30 | present |
| Major Asset Management Limited 美捷資產管理有限公司 |
RO | Type 9 - Asset management | 2019-02-22 | 2020-05-01 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-21 | 2018-12-31 |
| Rifa Securities Limited 日發證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-18 | 2015-12-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard Chun Yiu Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.