Chun Kwan Tong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Kwan Tong (湯鎮坤), a licensed Responsible Officer with CE reference BEO229. Currently licensed at 1 firm(s): Hong Xiang Securities Hong Kong Company Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 11.1 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Xiang Securities Hong Kong Company Limited 宏祥證券香港有限公司 |
RO | Type 1 - Dealing in securities | 2025-03-03 | present |
| Hong Xiang Securities Hong Kong Company Limited 宏祥證券香港有限公司 |
RO | Type 4 - Advising on securities | 2025-03-03 | present |
| Going Securities Limited 高盈證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2024-01-23 | 2024-10-15 |
| Going Securities Limited 高盈證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2024-01-23 | 2024-10-15 |
| Going Securities Limited 高盈證券有限公司 |
Rep | Type 9 - Asset management | 2023-10-10 | 2023-11-23 |
| Going Securities Limited 高盈證券有限公司 |
RO | Type 4 - Advising on securities | 2023-10-10 | 2024-10-15 |
| Going Securities Limited 高盈證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-06-30 | 2024-10-15 |
| Going Securities Limited 高盈證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-10-25 | 2024-01-23 |
| Going Securities Limited 高盈證券有限公司 |
Rep | Type 5 - Advising on futures contracts | 2021-10-25 | 2024-01-23 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-09-24 | 2021-09-17 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-04-27 | 2021-09-17 |
| Kaisa Financial Group Company Limited 佳兆業金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-26 | 2021-09-17 |
| Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-07-07 | 2020-03-21 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-07 | 2020-03-21 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-02 | 2016-03-30 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-12-02 | 2016-03-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Kwan Tong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.