Xiaomeng Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaomeng Liu (劉笑夢), a licensed Responsible Officer with CE reference BEN196. Currently licensed at 1 firm(s): Lazard Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.1 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lazard Asset Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2025-08-22 | present |
| Lazard Asset Management (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2018-03-06 | present |
| Lazard Asset Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2018-03-06 | present |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2018-02-14 | 2018-03-06 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2018-02-14 | 2018-03-06 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 1 - Dealing in securities | 2016-07-22 | 2018-02-09 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 4 - Advising on securities | 2016-07-22 | 2018-02-09 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
RO | Type 9 - Asset management | 2016-07-22 | 2018-02-09 |
| PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 |
RO | Type 4 - Advising on securities | 2015-04-16 | 2016-05-26 |
| PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 |
RO | Type 9 - Asset management | 2015-04-16 | 2016-05-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaomeng Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.