Mo Wang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mo Wang (王沫), a licensed Representative with CE reference BEM821. Currently licensed at 1 firm(s): China International Capital Corporation Hong Kong Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 11.0 years of SFC licence history. Total licence records on file: 9.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-06-07 | present |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-06-07 | present |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2021-08-20 | 2022-02-23 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-14 | 2021-05-04 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-06-14 | 2021-05-04 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-16 | 2017-05-21 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-11-16 | 2017-05-21 |
| Octal Capital Limited 八方金融有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-17 | 2015-11-14 |
| Octal Capital Limited 八方金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-11-17 | 2015-11-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mo Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.