Ye Xi
奚曄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ye Xi (奚曄), a licensed Responsible Officer with CE reference BEI736. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 11.6 years of SFC licence history. Total licence records on file: 10.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RO | Type 1 - Dealing in securities | 2026-01-30 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 4 - Advising on securities | 2026-01-30 | present |
| Merrill Lynch (Asia Pacific) Limited | RO | Type 6 - Advising on corporate finance | 2026-01-30 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2018-08-23 | 2026-01-30 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2018-08-23 | 2024-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2018-08-23 | 2026-01-30 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2018-08-23 | 2024-02-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2018-08-23 | 2026-01-30 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2018-08-23 | 2024-02-26 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-10-17 | 2018-06-29 |