Tomoki Mita
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tomoki Mita, a licensed former licensee with CE reference BEC559. This person has less than 0.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-09-03 | 2014-09-05 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2014-09-03 | 2014-09-05 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2014-09-03 | 2014-09-05 |