Wai Kwai
季委
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kwai (季委), a licensed former licensee with CE reference BDY940. This person has 2.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sun Growth Securities Limited 志昇証券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-10 | 2018-05-02 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-07 | 2016-09-23 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-08-07 | 2016-09-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Kwai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.