Hui Rui Wan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hui Rui Wan, a licensed former licensee with CE reference BDW975. This person has 6.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2017-09-04 | 2021-04-24 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2017-09-04 | 2021-04-24 |
| Asia Research & Capital Management Limited | Rep | Type 9 - Asset management | 2015-06-18 | 2017-08-14 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2014-08-01 | 2015-04-25 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2014-08-01 | 2015-04-25 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Hui Rui Wan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.