Adam John Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adam John Lee, a licensed former licensee with CE reference BDT098. This person has 9.5 years of SFC licence history. Total licence records on file: 2.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EFM Asset Management Limited | Rep | Type 9 - Asset management | 2018-06-20 | 2024-04-01 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2014-07-17 | 2018-04-16 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Adam John Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Jeffrey Gerard Emmanuel | EFM Asset Management Limited | 2018–2024 |
| Martin Frank Warwick | EFM Asset Management Limited | 2018–2024 |
| Stuart Bruce Smith | EFM Asset Management Limited | 2018–2024 |
| Angus Campbell Walker | EFM Asset Management Limited | 2018–2023 |
| Russell Dennis Keenan | EFM Asset Management Limited | 2019–2024 |
| Simiao Deng | EFM Asset Management Limited | 2020–2024 |
| Wing Tuen Ho | EFM Asset Management Limited | 2021–2024 |
| Anthony Casey Wilson | EFM Asset Management Limited | 2018–2020 |
| Damien John Abdallah | EFM Asset Management Limited | 2018–2020 |
| Matthew Donal Hegarty | EFM Asset Management Limited | 2019–2021 |