Kota Noma
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kota Noma, a licensed former licensee with CE reference BDQ873. This person has 0.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-11-16 | 2017-12-01 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2015-04-17 | 2015-04-26 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2014-07-04 | 2014-07-12 |