Andrew Mark Jones
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Mark Jones, a licensed Responsible Officer with CE reference BDO007. Currently licensed at 1 firm(s): Dragon Financial Partners Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 8.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dragon Financial Partners Limited | RO | Type 1 - Dealing in securities | 2020-05-07 | present |
| Dragon Financial Partners Limited | RO | Type 6 - Advising on corporate finance | 2020-05-07 | present |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2014-08-04 | 2017-04-19 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2014-08-04 | 2017-04-19 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Andrew Mark Jones during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Hieu Tam Nguyen-Minh | Dragon Financial Partners Limited | 2020–present |
| Thomas Jacques Jean Philippe Baetz | Dragon Financial Partners Limited | 2020 |
| Eric Xin Zhang | Dragon Financial Partners Limited | 2020 |