Chung-Yu Huang

CE No. BDN266 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung-Yu Huang, a licensed former licensee with CE reference BDN266. This person has 10.4 years of SFC licence history. Total licence records on file: 6.

Information

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Licence history

FirmRoleRegulated activityFromTo
SMBC Nikko Securities (Hong Kong) Limited
日興證券(香港)有限公司
Rep Type 1 - Dealing in securities 2026-03-19 2026-05-15
SMBC Nikko Securities (Hong Kong) Limited
日興證券(香港)有限公司
Rep Type 4 - Advising on securities 2026-03-19 2026-05-15
SMBC Nikko Securities (Hong Kong) Limited
日興證券(香港)有限公司
Rep Type 1 - Dealing in securities 2022-02-28 2026-03-18
SMBC Nikko Securities (Hong Kong) Limited
日興證券(香港)有限公司
Rep Type 4 - Advising on securities 2022-02-28 2026-03-18
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 - Dealing in securities 2016-06-02 2020-11-09
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2014-06-06 2016-02-17

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chung-Yu Huang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ching Han Chan SMBC Nikko Securities (Hong Kong) Limited 2022–2026
Hiu Kwan Ho SMBC Nikko Securities (Hong Kong) Limited 2022–2026
Kaya Kobayashi SMBC Nikko Securities (Hong Kong) Limited 2022–2026
Gary Ka Wun Lam SMBC Nikko Securities (Hong Kong) Limited 2022–2026
James William Bainbridge SMBC Nikko Securities (Hong Kong) Limited 2022–2026
Ahsan Pervez SMBC Nikko Securities (Hong Kong) Limited 2022–2026
Thomas Carlone SMBC Nikko Securities (Hong Kong) Limited 2022–2026
Yuen Yi Kim Leung SMBC Nikko Securities (Hong Kong) Limited 2022–2026
Yuri Kaetsu SMBC Nikko Securities (Hong Kong) Limited 2022–2026
Joyce Michiko Hamada SMBC Nikko Securities (Hong Kong) Limited 2022–2026
Haotian He SMBC Nikko Securities (Hong Kong) Limited 2022–2026
Rong Song SMBC Nikko Securities (Hong Kong) Limited 2022–2026
Geoffrey Li Zhao SMBC Nikko Securities (Hong Kong) Limited 2022–2026
Chi Ian Lai SMBC Nikko Securities (Hong Kong) Limited 2022–2026
King Sau Lam SMBC Nikko Securities (Hong Kong) Limited 2022–2026
Yiyi Mao SMBC Nikko Securities (Hong Kong) Limited 2022–2026
Tsz Wa Wong SMBC Nikko Securities (Hong Kong) Limited 2022–2026
Louis Min Cha SMBC Nikko Securities (Hong Kong) Limited 2022–2025
Pengliang Zhao SMBC Nikko Securities (Hong Kong) Limited 2022–2026
Ryo Oyama SMBC Nikko Securities (Hong Kong) Limited 2023–2026

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