Daniel Vincent Latham
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Vincent Latham, a licensed former licensee with CE reference BDL300. This person has 0.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Sentier Investors (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-02-06 | 2017-02-10 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2016-04-18 | 2016-04-22 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-11-30 | 2015-12-04 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-05-15 | 2015-05-15 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2015-02-03 | 2015-02-04 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2014-11-10 | 2014-11-14 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2014-08-21 | 2014-08-21 |
| First Sentier Investors (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2014-05-20 | 2014-05-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Daniel Vincent Latham during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.