Chung Yuen Yau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Yuen Yau (游松源), a licensed Representative with CE reference BDE490. Currently licensed at 2 firm(s): Guoyuan Securities Brokerage (Hong Kong) Limited, Guoyuan Futures (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 12.5 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-02 | present |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-06-02 | present |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-09 | 2017-05-18 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-06-09 | 2017-05-18 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-01 | 2015-05-20 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-04-01 | 2015-05-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chung Yuen Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.