Chun Nam Dennis Wu
吳振南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Nam Dennis Wu (吳振南), a licensed former licensee with CE reference BDA598. This person has 8.3 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-07-24 | 2023-01-31 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
RO | Type 4 - Advising on securities | 2019-07-24 | 2023-01-31 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-07-22 | 2019-07-24 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-07-22 | 2019-07-24 |
| CLC Securities Limited 創僑證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-04-02 | 2019-06-18 |
| CLC Futures Limited 創僑期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-04-02 | 2019-06-18 |
| CLC Securities Limited 創僑證券有限公司 |
RO | Type 4 - Advising on securities | 2019-04-02 | 2019-06-18 |
| CLC Futures Limited 創僑期貨有限公司 |
RO | Type 5 - Advising on futures contracts | 2019-04-02 | 2019-06-18 |
| CLC Securities Limited 創僑證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-22 | 2019-04-02 |
| CLC Securities Limited 創僑證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-03-22 | 2019-04-02 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-03-23 | 2019-03-15 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
RO | Type 4 - Advising on securities | 2018-03-23 | 2019-03-15 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-07 | 2018-03-23 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-08-30 | 2018-01-15 |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-08-30 | 2018-01-15 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-04 | 2016-08-16 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-11-04 | 2016-08-16 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-06 | 2014-07-08 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-03-06 | 2014-07-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Nam Dennis Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.