Samuel James Hugh Ross Warwood
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Samuel James Hugh Ross Warwood, a licensed former licensee with CE reference BCS930. This person has less than 0.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2014-01-16 | 2014-01-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2014-01-16 | 2014-01-17 |