Ran Tao
陶然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ran Tao (陶然), a licensed former licensee with CE reference BCK715. This person has 3.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2014-03-03 | 2016-11-15 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-02 | 2014-03-01 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 - Advising on securities | 2013-12-02 | 2014-03-01 |