Andrea Romano
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrea Romano, a licensed Responsible Officer with CE reference BBW683. Currently licensed at 1 firm(s): Nova Spectrum Capital Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nova Spectrum Capital Management Limited 新辰資本管理有限公司 |
RO | Type 4 - Advising on securities | 2016-03-30 | present |
| Nova Spectrum Capital Management Limited 新辰資本管理有限公司 |
RO | Type 9 - Asset management | 2016-03-30 | present |
| YG Capital Management Limited 一信資本管理有限公司 |
RO | Type 4 - Advising on securities | 2014-12-12 | 2015-12-30 |
| YG Capital Management Limited 一信資本管理有限公司 |
RO | Type 9 - Asset management | 2014-12-12 | 2015-12-30 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Andrea Romano during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Jin Tao | Nova Spectrum Capital Management Limited | 2016–present |
| Chi Yung Chan | Nova Spectrum Capital Management Limited | 2016–2017 |
| Edoardo Giovanni Cignoli | YG Capital Management Limited | 2014–2015 |
| Wai Tsin Lam | Nova Spectrum Capital Management Limited | 2016 |