Tadayuki Ozaki
尾崎忠行
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tadayuki Ozaki (尾崎忠行), a licensed former licensee with CE reference BBU613. This person has 2.8 years of SFC licence history. Total licence records on file: 2.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2013-11-12 | 2016-09-05 |
| Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 |
RO | Type 9 - Asset management | 2013-11-12 | 2016-09-05 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Tadayuki Ozaki during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Xiukui Song | Daiwa Asset Management (H.K.) Limited | 2013–2016 |
| Siu Ha Lai | Daiwa Asset Management (H.K.) Limited | 2013–2016 |
| Chun Hei Cheng | Daiwa Asset Management (H.K.) Limited | 2013–2016 |
| Tak Wah Tse | Daiwa Asset Management (H.K.) Limited | 2013–2016 |
| Allen Choi | Daiwa Asset Management (H.K.) Limited | 2013–2016 |
| Xiaoyu Xing | Daiwa Asset Management (H.K.) Limited | 2013–2016 |
| Eric Lee | Daiwa Asset Management (H.K.) Limited | 2013–2016 |
| Yukio Nunomura | Daiwa Asset Management (H.K.) Limited | 2013–2016 |
| Hiroyuki Chida | Daiwa Asset Management (H.K.) Limited | 2013–2014 |
| Atsushi Hashimoto | Daiwa Asset Management (H.K.) Limited | 2016 |