Kai Wang
王凱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Wang (王凱), a licensed former licensee with CE reference BBU593. This person has 7.4 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-10-31 | 2021-09-02 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-10-31 | 2021-09-02 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-09-12 | 2014-03-25 |