Christopher Alan Faddy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Alan Faddy, a licensed former licensee with CE reference BBT174. This person has 1.8 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNY Mellon Managed Investments Limited | Rep | Type 1 - Dealing in securities | 2013-08-22 | 2015-06-03 |
| BNY Mellon Managed Investments Limited | Rep | Type 4 - Advising on securities | 2013-08-22 | 2015-06-03 |
| BNY Mellon Managed Investments Limited | Rep | Type 9 - Asset management | 2013-08-22 | 2015-06-03 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Christopher Alan Faddy during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.