David Jung Kim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Jung Kim, a licensed Responsible Officer with CE reference BBS218. Currently licensed at 1 firm(s): Kainos Investment Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 4.2 years of SFC licence history. Total licence records on file: 6.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kainos Investment Limited | RO | Type 4 - Advising on securities | 2025-11-04 | present |
| Kainos Investment Limited | RO | Type 9 - Asset management | 2025-11-04 | present |
| Daishin Securities Asia Limited 大信證券亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2014-12-23 | 2017-01-31 |
| Daishin Securities Asia Limited 大信證券亞洲有限公司 |
RO | Type 4 - Advising on securities | 2014-12-23 | 2017-01-31 |
| Daishin Securities Asia Limited 大信證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-09 | 2014-12-23 |
| Daishin Securities Asia Limited 大信證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-09 | 2014-12-23 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as David Jung Kim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Won Sok Lee | Daishin Securities Asia Limited | 2013–2017 |
| Myung Won Lee | Daishin Securities Asia Limited | 2013–2016 |
| Yuyeol Seong | Daishin Securities Asia Limited | 2013–2017 |
| Young Tack Lee | Kainos Investment Limited | 2025–present |
| Min Kyong Hur | Kainos Investment Limited | 2026–present |
| Ju Youn Joh | Daishin Securities Asia Limited | 2013 |