Kwun Fai Au

歐冠輝
CE No. BBQ050 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwun Fai Au (歐冠輝), a licensed former licensee with CE reference BBQ050. This person has 2.4 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
President Securities (Hong Kong) Limited
統一證券﹝香港﹞有限公司
Rep Type 4 - Advising on securities 2015-06-15 2017-01-09
Lion Global Financial Limited
獅瀚環球金融有限公司
Rep Type 9 - Asset management 2014-03-24 2014-10-15
North Beta International Securities Limited
北拓國際證券有限公司
Rep Type 1 - Dealing in securities 2013-07-19 2013-10-22

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwun Fai Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Shih-Liang Chiu President Securities (Hong Kong) Limited 2015–2017
Ka Chiu Lo President Securities (Hong Kong) Limited 2015–2017
Wai Leung So President Securities (Hong Kong) Limited 2015–2017
Ka Lam Yiu President Securities (Hong Kong) Limited 2015–2017
Ping Wah Lai President Securities (Hong Kong) Limited 2015–2017
thomas Kenneth Wai Cheung Ku President Securities (Hong Kong) Limited 2015–2017
Chun Wah Ma President Securities (Hong Kong) Limited 2015–2017
Marko Ying Kit Tsui President Securities (Hong Kong) Limited 2015–2017
Billy Ho Kwun Leung President Securities (Hong Kong) Limited 2015–2017
Fung Ming Yeung President Securities (Hong Kong) Limited 2015–2017
Wei Liang President Securities (Hong Kong) Limited 2015–2017
Man Ma President Securities (Hong Kong) Limited 2015–2017
Siu Hing Choi President Securities (Hong Kong) Limited 2015–2017
Tawei Hsu President Securities (Hong Kong) Limited 2015–2017
Shing Hang Cho President Securities (Hong Kong) Limited 2015–2017
Cho Tung Chan President Securities (Hong Kong) Limited 2015–2017
Sai Leung Cheung President Securities (Hong Kong) Limited 2015–2017
Tai Yi Ng President Securities (Hong Kong) Limited 2015–2017
Chau Ping Wong President Securities (Hong Kong) Limited 2015–2017
Man Kam Chan President Securities (Hong Kong) Limited 2015–2017
Explore the interactive colleague network →

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