Zhengxuan Shi
施正炫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhengxuan Shi (施正炫), a licensed former licensee with CE reference BBP549. This person has 3.1 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| C Capital Investment Management Limited | Rep | Type 1 - Dealing in securities | 2025-04-14 | 2025-10-10 |
| C Capital Investment Management Limited | Rep | Type 4 - Advising on securities | 2025-04-14 | 2025-10-10 |
| C Capital Investment Management Limited | Rep | Type 9 - Asset management | 2025-04-14 | 2025-10-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2013-07-29 | 2016-03-24 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2013-07-29 | 2016-03-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2013-07-29 | 2016-03-24 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2013-07-29 | 2016-03-24 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2013-07-29 | 2016-03-24 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2013-07-29 | 2016-03-24 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhengxuan Shi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.