Andrew William Hughes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew William Hughes, a licensed former licensee with CE reference BBL143. This person has 1.4 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-12-10 | 2018-12-13 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-05-11 | 2018-05-17 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2013-06-27 | 2014-11-20 |