Ao Guang
光驁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ao Guang (光驁), a licensed Responsible Officer with CE reference BBD861. Currently licensed at 1 firm(s): Tianda Securities Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 12.7 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tianda Securities Limited 天大証券有限公司 |
RO | Type 1 - Dealing in securities | 2026-06-23 | present |
| Yellow River Securities Limited 黃河證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-01-20 | 2026-03-15 |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 1 - Dealing in securities | 2024-03-14 | 2025-11-11 |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2024-03-14 | 2025-11-11 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-06-24 | 2023-11-29 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-06-15 | 2025-11-11 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-30 | 2020-06-15 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
RO | Type 1 - Dealing in securities | 2017-12-05 | 2020-03-12 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-17 | 2017-12-05 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-06-20 | 2015-07-20 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-18 | 2017-02-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ao Guang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.