John Philip Hall III
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Philip Hall III, a licensed former licensee with CE reference BBA897. This person has 12.6 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2019-07-18 | 2025-11-12 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2019-07-18 | 2025-11-12 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2019-07-18 | 2025-11-12 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 1 - Dealing in securities | 2018-08-01 | 2019-07-18 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 4 - Advising on securities | 2018-08-01 | 2019-07-18 |
| J.P. Morgan Securities (Far East) Limited | RO | Type 6 - Advising on corporate finance | 2018-08-01 | 2019-07-18 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2013-04-02 | 2018-08-01 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2013-04-02 | 2018-08-01 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2013-04-02 | 2018-08-01 |