Joseph Gin Ming Kwong
鄺展明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Gin Ming Kwong (鄺展明), a licensed former licensee with CE reference BAX551. This person has 4.4 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-08-16 | 2019-06-19 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2015-06-10 | 2019-06-19 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 1 - Dealing in securities | 2015-06-10 | 2018-08-13 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2015-06-10 | 2018-08-13 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 7 - Providing automated trading services | 2015-06-10 | 2018-08-13 |
| Glenworth Capital Limited | Rep | Type 4 - Advising on securities | 2013-06-06 | 2013-08-16 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-03-19 | 2013-05-20 |
| ASA Securities Limited 富國證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-03-19 | 2013-05-20 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Joseph Gin Ming Kwong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.