Zhu Liu

劉柱
CE No. BAW841 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhu Liu (劉柱), a licensed former licensee with CE reference BAW841. This person has 4.5 years of SFC licence history. Total licence records on file: 3.

Licence history

FirmRoleRegulated activityFromTo
Citigroup Global Markets Asia Limited
花旗環球金融亞洲有限公司
Rep Type 1 - Dealing in securities 2014-07-21 2017-08-31
Marsh Investment Solutions (HK) Limited
達信投資方案(香港)有限公司
Rep Type 1 - Dealing in securities 2013-02-21 2014-07-18
Marsh Investment Solutions (HK) Limited
達信投資方案(香港)有限公司
Rep Type 4 - Advising on securities 2013-02-21 2014-07-18

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhu Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.

NameShared firmOverlap
Deborah Mary Bannon Marsh Investment Solutions (HK) Limited 2013–2014
Louise Lam Marsh Investment Solutions (HK) Limited 2013–2014
Richard Langdon Nuzum Jr Marsh Investment Solutions (HK) Limited 2013–2014
Tsz Ming Cheung Marsh Investment Solutions (HK) Limited 2013–2014
Shichen Zhang Marsh Investment Solutions (HK) Limited 2013–2014
Byron Ting Fai Chim Marsh Investment Solutions (HK) Limited 2013–2014
Kai Yuk Chuang Marsh Investment Solutions (HK) Limited 2013–2014
Henry Chi Ho Ching Marsh Investment Solutions (HK) Limited 2013–2014
Nerida Jane Law Marsh Investment Solutions (HK) Limited 2013–2014
Joyce Oi Fung Leung Marsh Investment Solutions (HK) Limited 2013–2014
Ying Tan Marsh Investment Solutions (HK) Limited 2013–2014
Elaine Yuen Yu Chan Marsh Investment Solutions (HK) Limited 2013–2014
Jeffery John Schutes Marsh Investment Solutions (HK) Limited 2013–2014
Michelle Siu May Ng Marsh Investment Solutions (HK) Limited 2013
Chun Yann Seow Marsh Investment Solutions (HK) Limited 2014
Hui Yeng Tan Marsh Investment Solutions (HK) Limited 2014
Harry Steel Marsh Investment Solutions (HK) Limited 2013
Cheuk Yung Ng Marsh Investment Solutions (HK) Limited 2013
Jack Liu Marsh Investment Solutions (HK) Limited 2014
Sze Man Wong Marsh Investment Solutions (HK) Limited 2013

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