David Andrew Kirtman
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Andrew Kirtman, a licensed former licensee with CE reference BAS675. This person has 0.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2013-01-10 | 2013-05-10 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2013-01-10 | 2013-05-10 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2013-01-10 | 2013-05-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 - Providing automated trading services | 2013-01-10 | 2013-05-10 |