Sze Wing Wong
黃思穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Wing Wong (黃思穎), a licensed former licensee with CE reference BAS663. This person has 4.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-18 | 2019-03-24 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-07-18 | 2019-03-24 |
| Mighty Brokerage (Asia) Limited 敏哲証券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-15 | 2016-06-30 |
| Mighty Brokerage (Asia) Limited 敏哲証券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-16 | 2013-12-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sze Wing Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.