Sungjoon Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sungjoon Lee, a licensed former licensee with CE reference BAO476. This person has 9.2 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 - Dealing in securities | 2018-11-02 | 2022-09-08 |
| Natixis Asia Limited | Rep | Type 4 - Advising on securities | 2018-11-02 | 2022-09-08 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-25 | 2018-09-20 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-04 | 2015-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sungjoon Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.