Christy Yuan
袁斯韻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christy Yuan (袁斯韻), a licensed former licensee with CE reference BAO326. This person has 0.9 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2013-05-29 | 2013-11-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2013-05-29 | 2013-11-07 |
| Gain Capital - Forex.com Hong Kong Limited 嘉盛集團(香港)有限公司(以嘉盛香港,嘉盛亞太,嘉盛外匯名義經營業務) |
Rep | Type 3 - Leveraged foreign exchange trading | 2012-12-04 | 2013-05-24 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Christy Yuan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.