Hou Him Luk

陸浩謙
CE No. BAL083 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hou Him Luk (陸浩謙), a licensed former licensee with CE reference BAL083. This person has 2.7 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
Grace Financial Limited
恩榮金融有限公司
Rep Type 4 - Advising on securities 2013-08-02 2015-08-22
Grace Financial Limited
恩榮金融有限公司
Rep Type 9 - Asset management 2013-08-02 2015-08-22
SG Securities (HK) Limited
法國興業證券(香港)有限公司
Rep Type 1 - Dealing in securities 2012-11-09 2013-07-06

Worked alongside

The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Hou Him Luk during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Roy Yang Chung Chen Grace Financial Limited 2013–2015
Kok Onn Chia Grace Financial Limited 2013–2015
Chi Shing Lee Grace Financial Limited 2013–2015
Ho Ming Samuel Poon Grace Financial Limited 2013–2015
Yuen Man Alice Chong Grace Financial Limited 2013–2015
Ka Kin Law Grace Financial Limited 2013–2014
Lai Yin Mok Grace Financial Limited 2013–2014
Lena Yan Mei Wong Grace Financial Limited 2013
Explore the interactive colleague network →

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