Li Wang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Wang (王歷), a licensed Responsible Officer with CE reference BAK280. Currently licensed at 2 firm(s): Haitong International Securities Company Limited, Haitong International Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.7 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-11-07 | present |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-02-19 | present |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 9 - Asset management | 2021-02-19 | present |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2022-09-20 | 2026-02-11 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RO | Type 5 - Advising on futures contracts | 2021-09-13 | 2022-09-20 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 |
Rep | Type 5 - Advising on futures contracts | 2021-02-25 | 2021-09-13 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-12 | 2020-03-16 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-12-12 | 2020-03-16 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-11-02 | 2014-11-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Li Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.