Troy Christopher Williams
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Troy Christopher Williams, a licensed former licensee with CE reference BAJ269. This person has 0.9 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Standard & Poor's Investment Advisory Services (HK) Limited | RO | Type 4 - Advising on securities | 2012-12-13 | 2013-09-23 |
| Standard & Poor's Investment Advisory Services (HK) Limited | Rep | Type 4 - Advising on securities | 2012-11-01 | 2012-12-13 |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Troy Christopher Williams during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.