Sin Yu Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sin Yu Lau (劉善渝), a licensed Representative with CE reference BAF288. Currently licensed at 1 firm(s): UOB Kay Hian (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 13.2 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-27 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-03-27 | present |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-03-27 | present |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-17 | 2017-08-23 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-17 | 2017-08-23 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 4 - Advising on securities | 2012-09-17 | 2017-08-23 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-09-17 | 2017-08-23 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-09-17 | 2017-08-23 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-09-17 | 2017-08-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sin Yu Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.