Caroline Mairi Rose
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Caroline Mairi Rose, a licensed former licensee with CE reference BAC296. This person has 6.6 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-30 | 2019-04-03 |