Xiaochun Ni
倪筱蒓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaochun Ni (倪筱蒓), a licensed former licensee with CE reference BAA082. This person has 1.9 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2012-08-10 | 2014-06-21 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2012-08-10 | 2014-06-21 |