Francis Min-See Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Francis Min-See Lee (李明曦), a licensed Representative with CE reference AZY794. Currently licensed at 1 firm(s): Lombard Odier (Hong Kong) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-03-11 | present |
| Lombard Odier (Hong Kong) Limited 瑞士隆奧(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-03-11 | present |
| VERACITY INVESTMENT CO., LIMITED 承壹投資管理有限公司 |
RO | Type 4 - Advising on securities | 2012-11-20 | 2013-02-21 |
| VERACITY INVESTMENT CO., LIMITED 承壹投資管理有限公司 |
RO | Type 9 - Asset management | 2012-11-20 | 2013-02-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Francis Min-See Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.