Bo Li
李博
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bo Li (李博), a licensed former licensee with CE reference AZX283. This person has 4.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-12-19 | 2017-06-27 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2015-07-20 | 2016-12-18 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-07-19 | 2015-04-22 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-07-19 | 2015-04-22 |